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Securities and Exchange Surveillance Commission
Results: 44

#	Item
21	March 18, 2008 Financial Services Agency Securities and Exchange Surveillance Commission Our Answers to Your Questions about the Financial Instruments and Exchange Act Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2008-03-17 20:31:03 Financial markets Security Stock market Short Bank Regulation S-K Securities market Finance Business Financial economics
22	Commission de Surveillance du Secteur Financier WARNUNG Die Commission de Surveillance du Secteur Financier (CSSF) informiert die Öffentlichkeit über eine Warnung (siehe Anhang) herausgegeben von der Add to Reading List Source URL: www.cssf.lu Language: English - Date: 2013-09-20 04:38:02 Cyprus Securities and Exchange Commission Economy of Cyprus
23	Annual Report[removed] Kasumigaseki, Chiyoda-ku, Tokyo[removed], Japan Te l : +[removed]Fax : +[removed]Website : http://www.fsa.go.jp/sesc/english/index.htm Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2006-12-25 19:54:01 Economy of Asia Tokyo Stock Exchange Securities Commission of New Zealand Securities and Exchange Surveillance Commission Insider trading Japan Livedoor Corruption
24	Annual Report[removed]Securities and Exchange Surveillance Commission JAPANESE GOVERNMENT Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2009-01-08 20:56:57 United States securities law Corruption Securities Exchange Act Economics Insider trading Financial market Stock market Financial system Financial regulation Economy of Japan Government of Japan Securities and Exchange Surveillance Commission
25	II. Outline The SESC conducts daily market surveillance, inspections of financial instruments firms, investigation of market misconduct, disclosure statements inspections and criminal investigations of securities fraud. Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2013-02-12 03:15:57 Financial system Business Finance U.S. Securities and Exchange Commission Financial regulation Self-regulatory organization Securities and Exchange Surveillance Commission
26	Conceptual Chart of Relationship among the Prime Minister, the Commissioner of the FSA, the SESC, and Directors General of Local Finance Bureaus Prime Minister Authority delegated Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2013-02-12 03:15:57 Economy of Japan Government of Japan Securities and Exchange Surveillance Commission
27	The SESC’s Inspection Policy and Program for[removed]September 11, 2014 Tomohiro Matsushige Director, Inspection Division Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2014-09-22 03:43:05 Financial market Capital market Economy of Japan Government of Japan Securities and Exchange Surveillance Commission
28	Organization The SESC is within the Financial Services Agency (FSA), which is based on Article 54 of the Act for Establishment of the Cabinet Office and Article 6 of the Act for Establishment of the Financial Services Ag Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2014-01-31 04:46:46 Economy of Japan Government of Japan Securities and Exchange Surveillance Commission
29	History of the SESC 1991: Following a series of so-called securities and financial scandals in 1991, it was required that the securities administration should be transformed into an ex-post monitoring system based on non Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2013-02-12 03:15:57 United States securities law 73rd United States Congress United States Securities and Exchange Commission Politics Economy of Japan Government of Japan Securities and Exchange Surveillance Commission
30	The SESC’s Inspection Policy and Program for[removed]June 26, 2013 Yasuhito Suzuki Director, Inspection Division Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2013-07-03 04:09:29 Economy of Japan Government of Japan Securities and Exchange Surveillance Commission

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